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FINRA's Regulatory Oversight: Every Digital Communication Channel Needs Its Own Supervision Plan
FINRA's Regulatory Oversight: Every Digital Communication Channel Needs Its Own Supervision Plan
Below, you'll learn how to create a digital communication supervision plan and how iPlum can address the requirements for advisor calls and texts.
After $2.3 Billion in Off-Channel Penalties, Has SEC Enforcement Changed Direction?
After $2.3 Billion in Off-Channel Penalties, Has SEC Enforcement Changed Direction?
From fiscal year 2022 onward, the SEC brought 95 off-channel communication cases and issued $2.3 billion in penalties. However, current SEC leadership says enforcement should give greater weight to cases involving investor harm.
Why RCS Encryption Does Not Solve Regulated-Message Retention
Why RCS Encryption Does Not Solve Regulated-Message Retention
Below, you’ll learn why RCS encryption does not satisfy regulated-message retention, which archiving and supervision controls organizations still need, and how iPlum provides compliant communication for finance professionals.
HIPAA Security Rule: What Healthcare Practices Must Do About Patient Calls and Texts in 2026
HIPAA Security Rule: What Healthcare Practices Must Do About Patient Calls and Texts in 2026
The discussion below explains which requirements apply now, what the proposal could change, and how a secure business communication service such as iPlum can put those requirements into daily use.
Compliant Call Recording for Law Firms: 7 Essential Requirements
Compliant Call Recording for Law Firms: 7 Essential Requirements
Below, you'll learn seven requirements for compliant call recording and how iPlum gives a legal call recording compliance solution for lawyers.
HIPAA for Dental Offices: An Updated Guide to HIPAA Compliance for Dentists
HIPAA for Dental Offices: An Updated Guide to HIPAA Compliance for Dentists
The following guide explains how HIPAA regulations apply to dentists and what practices they should examine in 2026.
5 Best Law Office Phone Systems
5 Best Law Office Phone Systems
Below, we compare five of the top-rated law office phone systems and what makes them stand out.
AI and HIPAA Compliance: How to Navigate Compliance
AI and HIPAA Compliance: How to Navigate Compliance
In this article, we’ll discuss AI and HIPAA compliance, what healthcare organizations should assess before adoption, and how iPlum’s HIPAA compliance solution helps ensure secure patient communication.
Finance SMS: The Rules, Requirements, and Templates for Compliant Client Texting
Finance SMS: The Rules, Requirements, and Templates for Compliant Client Texting
Below, you'll learn how compliant texting works in the financial industry. You'll also get 30 templates and see how iPlum's Mobile Compliance Solution for Financial Professionals places client conversations on an archived line.
Is iMessage HIPAA Compliant?
Is iMessage HIPAA Compliant?
In this article, we discuss how iMessage falls short when it comes to HIPAA compliance. We also look at how iPlum provides a HIPAA-compliant alternative for regulated patient communication.
45+ Insurance Text Message Script Examples for Agents [and How to Ensure Compliance]
45+ Insurance Text Message Script Examples for Agents [and How to Ensure Compliance]
Below, you'll find 45+ text message templates for quotes, claims, renewals, payments, referrals, and follow-ups. You'll also learn how iPlum's financial compliance line enables insurance agents, advisors, and others to manage regulated client communications.
42 CFR Part 2 Enforcement: What Behavioral Health Practices Need to Change
42 CFR Part 2 Enforcement: What Behavioral Health Practices Need to Change
In this article we'll also explain how iPlum provides behavioral health practices with a secure communication system to protect patient information and carry out their compliance policies.